The OCIE’s Cyber Security Initiative: Understanding the Exposure

January 22, 2015 5:20pm

Vincente Martinez
Chief, Office of Market Intelligence, Division of Enforcement
U.S. Securities and Exchange Commission

The SEC’s office of Compliance Inspections and Examinations has issued a risk alert to provide additional information concerning the new initiative to assess cybersecurity preparedness in the securities industry. This session will discuss:

  • Incident preparedness
    • Proactive crisis communications training
    • Risk assessments and vulnerability audits
  • The cyber defense response team and who it should include
    • Managing the crisis through comprehensive crisis communications
  • Post-incident recovery
    • Reputation management
    • Public relations and impact assessments
    • Stakeholder communications, and more