Insider Trading: The Latest on the Investigation, Prosecution & Defense of Cases

January 23, 2015 1:40pm

David Massey
Richards Kibbe & Orbe LLP

Marc P. Berger
Ropes & Gray LLP

David Fischer-Lodike
HQ Compliance
Edward Jones Investments

Arlo Devlin-Brown
Assistant U.S. Attorney, S.D.N.Y.; Chief, Public Corruption Unit
U.S. Department of Justice

Daniel M. Hawke
Chief, Market Abuse Unit Division of Enforcement
U.S. Securities and Exchange Commission

  • Demonstrating liability and calculating damages
  • Multiparticipant market spread and disparate trading venues
  • New regulations and novel theories of liability
  • Impact assessments and utilizing teams of attorneys and experts who know the market structure