Regulatory Enforcement and ExaminationRoundtable: The View from Federal and StateAgencies and Attorneys General on New andEmerging Initiatives, Enforcement Actions,Examination Procedures, and Investigations

September 23, 2014 11:00am


Dama J. Brown
Regional Director Southwest Regional Office
Federal Trade Commission

Bryan Greene
General Deputy Assistant Secretary of the Office of Fair Housing and Equal Opportunity
U.S. Department of Housing and Urban Development

Richard Hayes
Deputy Chief, Civil Division
U.S. Attorney’s Office, Eastern District of New York

Richard L. Bischoff
Assistant Attorney General Consumer Protection Division
Office of the Texas Attorney General

Clay Mahaffey
Trial Attorney
United States Department of Justice

R. Stephen Stigall
Attorney-in-Charge, Camden Branch Office
United States Attorney’s Office, District of New Jersey


Richard E. Gottlieb

Manatt, Phelps & Phillips, LLP

  • Perspectives on the new servicing rules and their impact on the mortgage servicing industry
    • Compliance challenges for the industry
    • Best practices for ensuring compliance
  • CFPB and other federal and state agency examinations
    • What to expect and how to prepare for an examination
    • Problems that regulators, especially the CFPB, are finding in examinations
    • Top 10 violations
  • How federal and state agencies and attorneys general are working together
  • Increasing focus on fair lending concerns
  • Ensuring compliance with UDAAP
  • Perspectives on lender-placed insurance
  • Assessing the multi-state mortgage examination process
  • Cooperating with investigations
  • Reaching consent settlements with regulators
  • Implementing lessons learned from past enforcement actions