Focus on Securities Industry Risks: How to Implement Strong Due Diligence to Limit Your Omnibus Accounts Risks

Focus on Securities Industry Risks: How to Implement Strong Due Diligence to Limit Your Omnibus Accounts Risks - December 2014

by Brandon Reddington, Global Sanctions Officer at Credit Suisse, Molly McLane, Managing Director, Global Financial Crimes Group at Morgan Stanley, Aaron Wolfson, Executive Director at JP Morgan Chase & Co., Jonathan R. Thomas, Co-Head, Government Sanctions Group at Goldman, Sachs & Co. (New York, NY)