The Realities of Running a Global Sanctions Compliance and Screening Program – How to Identify What Makes Sense for Your Organization

December 4, 2014 10:45am

Lorraine B. Lawlor
Vice President, Financial Crimes Risk Management
Wells Fargo & Co.

Monica S. Toomes
Manager – Trade Compliance
Ensco (Houston, TX)

Jesse Aedo
Compliance Officer/Vice President-Legal and Compliance
Swiss Re America Holding Corporation (Armonk, NY)

Rebecca Slazinski
Director Sanctions Compliance
MUFG Union Bank

  • Frank discussion of current best practices and whether they make sense in all situations
  • Should you screen all employees and/or vendors?
  • Should you review screening polices of all of your financial institutions?
  • Should you get mandatory contract representations for intermediaries
  • How to decide which policies to adopt
  • How to ensure that your organization is prepared for any new sanctions restrictions