How to Evaluate Sanctions Risks in Investment Banking, Correspondent Banking and Insurance/Reinsurance

December 4, 2014 9:45am

James D. Slear
Partner
Thompson Coburn LLP

Brian Wilson
Global Head of Sanctions
UBS

  • How to determine the extent of assets owned or controlled by an entity, including the risks associated with complex asset based transactions
  • What to ask for during the due diligence progress to detect risk
  • Steps to expand your due diligence to evaluate for indirect sanctions risk
  • Ways to quantify the potential exposure and when to walk away
  • How much due diligence is necessary for investment banking